prasanna

To understand how to become a SEBI Registered Research Analyst, it’s essential to know the eligibility rules, qualification requirements, and the overall registration workflow defined under the SEBI Research Analyst Regulations. Individuals must hold a relevant graduate degree (finance, economics, commerce, etc.) or professional qualification, along with practical experience in financial markets. A key requirement is clearing the SEBI Registered Research Analyst exam, officially known as the NISM Series-XV Research Analyst Certification. After meeting educational and exam criteria, applicants must gather documents such as qualification certificates, experience letters, KYC details, income proofs, business plans, and declarations of compliance. The registration fee is payable through the SEBI online portal. Once the application is submitted, SEBI reviews eligibility, verifies documents, and may request clarifications during the process. After approval, candidates receive their SEBI Research Analyst registration number. Being a SEBI Registered Research Analyst offers multiple benefits, including greater credibility, legal authorization to publish research reports, and improved trust among clients. Post-registration, analysts must follow compliance standards, maintain records, and stay updated with regulatory changes. SEBI may also conduct SEBI inspection checks, and any violation of regulations can attract a SEBI penalty, suspension, or cancellation of registration.


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